30 August 2016
The Body of European Regulators for Electronic Communications (BEREC) has today
published its Guidelines to National Regulatory Authorities (NRAs) on the implementation
of the new net neutrality. BEREC's mandate to produce the Guidelines stems from
the Telecoms Single Market Regulation (1) on open internet access. The Guidelines
provide guidance for NRAs to take into account when implementing the rules and
assessing specific cases.
After meetings with European-level stakeholders in December 2015 and a workshop
with high-level academic, legal and technical experts in February 2016, BEREC
launched a six-week public consultation on the draft Guidelines, closing at
14:00 CET on 18 July. The number of 481,547 contributions received before the
deadline was unprecedented for a BEREC consultation, and coming from diverse
categories of respondents: civil society, public institutions and independent
experts, ISPs, content and application providers and other industry stakeholders.
The BEREC Office has processed the contributions received, and BEREC has conducted
a thorough evaluation of the contributions, updating about a quarter of the
paragraphs in the final Guidelines.
The Guidelines are published together with an accompanying consultation report
summarising stakeholders' views submitted and how they have been taken into
account. Given the high volume of contributions the consultation report had
to focus on a summary of the main topics and comments put forward. All non-confidential
responses will be published separately by 30 September.
In the finalising the Guidelines, BEREC took into account the many responses
received, which were often arguing in opposite directions. On certain topics,
some stakeholders wanted BEREC to go further on certain topics whilst others
wanted BEREC to be less prescriptive, depending on their respective perspective.
BEREC considers this a signal that, in many areas, BEREC's initial approach
had struck an appropriate balance in accordance with BEREC's interpretation
of the Regulation.
Among those paragraphs that BEREC decided to amend, BEREC clarified those where
the consultation revealed misunderstandings or a potential lack of clarity.
Furthermore, BEREC provided additional examples where appropriate and brought
the text closer in line with the provisions and recitals of the Regulation.
With the adoption of the Guidelines, BEREC has provided NRAs with a basis to
enforce the Regulation consistently. Going forward, BEREC will foster the ongoing
exchange of experiences by NRAs of their implementation of the Regulation.
The presentation of the final Guidelines is taking place today at 14:30 (CET)
and will be live-streamed on BEREC's website (www.berec.europa.eu).
Questions can be addressed to the BEREC Chair 2016, Wilhelm Eschweiler, and
the incoming BEREC Chair 2017, Sébastien Soriano, as well as the Co-Chair
of the Net Neutrality Expert Working Group, Frode Sørensen, via Twitter
by using #BERECpublic or by sending to email@example.com.
For further information: firstname.lastname@example.org.
(1) Regulation (EU) 2015/2120 of the European Parliament and of the Council of 25 November 2015 laying down measures concerning open internet access and amending Directive 2002/22/EC on universal service and users' rights relating to electronic communications networks and services and Regulation (EU) No 531/2012 on roaming on public mobile communications networks within the Union, eur-lex.europa.eu/legal-content/EN/TXT/PDF/
NOTE TO THE EDITOR
BEREC (Body of European Regulators for Electronic Communications) is composed
of a Board of Regulators consisting of the Heads of the 28 national regulatory
authorities (NRAs). BEREC advises the European Commission and its member NRAs,
and assists the European Parliament and Council, on issues related to the application
of the EU regulatory framework for electronic communications. BEREC seeks to
ensure fair competition and consistency of regulation in the internal market
for electronic communications, for the benefit of European consumers.
More information can be found at berec.europa.eu/eng/net.
Follow BEREC on social media
About BEREC's Net Neutrality Guidelines
What is net neutrality and why does it matter?
Net neutrality refers to a debate about the way that Internet Service Providers
(ISPs) manage the data or 'traffic' carried on their networks when data is requested
by broadband subscribers (known as "end-users" under EU law) from
providers of content, applications or services (CAPs) such as YouTube or Spotify,
as well as when traffic is exchanged between end-users.
The best effort internet is about the equal treatment of data traffic being
transmitted over the internet, i.e. that the 'best efforts' are made to carry
data, no matter what it contains, which application transmits the data ("application-agnosticism"),
where it comes from or where it goes. The benefits of the best effort internet
notably include the separation between application and network layers of the
internet. This separation enables innovation of applications independent of
the ISP, thereby enhancing end-user choice.
What experience does BEREC have of net neutrality issues?
BEREC has been deeply involved with the subject since 2010, exploring such
issues as transparency,
of service, quality
monitoring and IP
interconnection in the context of net neutrality. BEREC also carried out
an investigation into traffic
management practices and published research into how
consumers value net neutrality. Furthermore, BEREC provided input to the
EU institutions during negotiations on the Telecoms Single Market Regulation
which has established these new rules.
Why is BEREC involved in implementing the net neutrality rules?
As the European body which brings together all national regulatory authorities
(NRAs), BEREC is informed by the 'on the ground' knowledge, experience and technical
expertise of its constituent NRAs. The European law establishing BEREC said
that it should provide advice to both the European institutions and NRAs in
the field of electronic communications for the European institutions and for
NRAs. In line with this, Article 5(3) of the Regulation EU 2015/2120 explicitly
obliges BEREC to issue guidelines on net neutrality in order to provide guidance
to NRAs on their implementation of the rules.
Using a Regulation as the form of EU law on net neutrality (rather than, for
example, a Directive) means that the precise wording of the law is identical
in all EU/EEA countries. Nevertheless, by providing guidance on how NRAs should
implement the law, BEREC can draw upon its technical and regulatory expertise
to further contribute to a consistent application of the law across all EU/EEA
What does the new law mean for net neutrality?
ISPs are prohibited from blocking or slowing down of Internet traffic, except
where necessary. The exceptions are limited to: traffic management to comply
with a legal order, to ensure network integrity and security, and to manage
congestion, provided that equivalent categories of traffic are treated equally.
The provisions also enshrine in EU law a user's right to be "free to access
and distribute information and content, run applications and use services of
their choice". Specific provisions ensure that national authorities can
enforce this new right.
WHAT IS COVERED AND PROTECTED BY THE REGULATION
Which end-users are protected by the Regulation, and how?
The Regulation establishes rights in relation to the open internet for "end-users".
Using the legal definitions provided in the EU regulatory framework for electronic
communications, BEREC understands that the rights are available to both individual
consumers and businesses using internet access services. The businesses enjoying
this protection include content and application providers (CAPs) insofar as
they use an internet access service to provide content or applications to other
end-users. A CAP is a company which makes content (e.g. webpages, blogs, video)
and / or applications (e.g. search engines, VoIP applications), and / or services
available on the internet.
As well as providing rights to end-users, the Regulation establishes common
rules "to safeguard equal and non-discriminatory treatment of traffic".
It is widely understood that the internet has greatly contributed to growth
and innovation in our economies - the low barriers to entry on the open platform
of the internet have provided particularly fertile ground for new content and
applications to develop, and for information to flow freely. These new net neutrality
rules seek to ensure that the internet ecosystem can continue to flourish as
an engine of innovation and freedom of expression.
What kinds of service are covered under the Regulation?
The Regulation covers the provision of internet access services and of specialised
services (see below). Regarding internet access services, these are publicly-available
electronic communication services which provide access to the internet,
and thereby connectivity to virtually all end points of the internet, irrespective
of the network technology (e.g. fibre, cable, mobile) used, and irrespective
of the terminal equipment (e.g. mobile phone handset, tablet, laptop) used.
Consequently, BEREC considers the following as not being within the scope of
the Regulation and not subject to the rules:
• Subject to an assessment by the NRAs of the individual cases, access to
the internet provided by cafés and restaurants and internal corporate
networks because these are typically limited to a predetermined group of end-users
and might therefore be not "publicly available"
• Services where the access to the internet is limited by the nature of the
terminal equipment, such as M2M devices like smart meters and e-book readers.
On the other hand, BEREC considers 'sub-internet services' to be within
the scope of the Regulation and an infringement of the rules. BEREC defines
a sub-internet service as one which would restrict access to services or applications
(e.g. banning the use of VoIP or video streaming) or which would enable access
to only a pre-defined part of the internet (e.g. access only to particular websites).
Why do ISPs need to provide access to "virtually all endpoints of
the internet" rather than the entire internet?
BEREC understands that the rules refer to access to "virtually" all
parts of the internet because the ISP providing the access controls only a small
part of the internet, and it is possible that not all parts of the internet
can be reached all of the time due to reasons outside of the control of the
ISP, e.g. due to regulation in other countries.
Does the Regulation cover interconnection services?
Interconnection services are distinct from internet access services. Interconnections
enable traffic to be exchanged between networks across the internet, and interconnection
services can be provided by many different operators, including wholesale ('backbone')
and retail telecom operators, content delivery network (CDN) companies, and
large content providers (e.g. YouTube, Netflix) which operate their own CDNs.
Given that the Regulation is focused on internet access services provided to
end-users, BEREC does not consider interconnection services to be within
scope of the Regulation. Nevertheless, NRAs may take into account the interconnection
policies and practices of ISPs in so far as they have the effect of limiting
the exercise end-user rights under Article 3(1). For example, this may be relevant
in some cases, such as if the interconnection is implemented in a way which
seeks to circumvent the Regulation.
What is zero-rating?
'Zero-rating' is when an ISP applies a price of zero to the data traffic associated
with a particular application or class of applications (and the data does not
count towards any data cap in place on the internet access service). For example,
if an internet access service does not charge a user for the data used to access
a specific music streaming application or all music streaming applications,
then the ISPs is zero-rating those applications. In implementing the Regulation,
the BEREC Guidelines consider zero-rating as one of the commercial practices
mentioned in Article 3(2) of the Regulation.
Is zero-rating allowed under the Regulation?
It depends. There are different types of zero-rating practices, some of which
are more problematic than others. BEREC's Guidelines look at different examples
and provide guidance on the extent to which they could be considered permissible
under the Regulation.
The BEREC guidelines explain that some practices are clearly prohibited - those
where all applications are blocked or slowed down once the data cap is reached
except for the zero-rated application(s). Others are less clear-cut and will
be need to be assessed by NRAs against a number of criteria set out in the Guidelines.
How will regulators assess whether cases of zero-rating are permitted?
Criteria that NRAs should take into account when assessing zero-rating and
other commercial practices include:
• whether the practices circumvent the general aims of the Regulation
(to "safeguard equal and non-discriminatory treatment of traffic"
and to "guarantee the continued functioning of the internet ecosystem
as an engine of innovation");
• the market positions of the ISPs and CAPs involved;
• any effects on end-user rights of consumer and business end-users,
e.g. reductions in the range of applications available, incentives for end-users
to use certain applications, or whether there is a material reduction in end-user
• any effects on end-user rights of Content and Application Providers
(CAP), e.g. whether there is an effect on the range of content and applications
which CAPs can provide, or whether they are materially discouraged from entering
• the scale of the practice (e.g. the number of end-users subscribing
to such an offer) and the extent to which end-users have access to alternative
offers and / or other ISPs.
What is traffic management and what is "equal treatment"?
When end-users communicate over the Internet, data traffic is sent between
the end-users' terminals. The traffic is sent through the networks of the ISPs
through which the end-users connect to the internet, as well as any intermediate
networks. The way the traffic is forwarded in the networks is referred in as
'traffic management', which may include both regular first-come-first-serve
management of traffic and more advanced ways of shuffling traffic through the
When traffic is forwarded on a first-come-first-serve basis, this can be referred
to as "equal treatment". As BEREC's Guidelines explain, this
does not necessarily imply that all end-users will experience exactly the same
performance. But as long as any treatment of traffic is done independently of
applications and end-users, the traffic is normally considered to be treated
equally. Thus, the Regulation and the Guidelines seek to preserve the end-to-end
principle of the internet.
What traffic management is allowed under the Regulation?
The Regulation allows for alternative traffic management under limited circumstances.
As a second step, the Regulation allows "reasonable traffic management"
which may be used to differentiate between "categories of traffic".
As a third step, the Regulation describes three specific exceptions which are
allowed under stricter conditions. These exceptions are:
a) compliance with other laws
b) preservation of integrity and security
c) congestion management measures
See further details below regarding the regulatory assessment the traffic management
described under these second and third steps.
How will regulators assess whether traffic management measures should be
In order to be considered to be "reasonable", traffic management
would have to be based on objectively different technical Quality of Service
(QoS) requirements of specific categories of traffic. NRAs could ask ISPs questions
about their use of traffic categories, such as which categories they implement;
which QoS requirements they apply to each category; and which data packets are
handled by each category? Based on the responses, NRAs could assess whether
the traffic management practice in question complies with the requirements of
the Regulation (specifically the second subparagraph of Article 3(3)).
BEREC considers that categories of traffic could be defined, for example, by
reference to application layer protocol or generic application type, but only
in so far as:
i. this requires objectively different technical QoS;
ii. applications with equivalent requirements are handled in the same category;
iii. the justification given is relevant to the category of traffic in question.
Furthermore, NRAs should ensure that such measures do not monitor specific
content (i.e. anything from the transport layer protocol payload - in other
words, specific content provided by the end-users themselves, such as text,
pictures and video), and that by virtue of non-discrimination, encrypted traffic
is treated on a par with normal traffic.
How will regulators assess whether traffic management measures should be
Article 3(3) third subparagraph sets out traffic management practices that
are banned, and can be described by these seven basic principles which should
be used by NRAs when assessing ISPs' practices. Between specific content, applications
or services, or specific categories thereof, there should be:
• no blocking,
• no slowing down,
• no alteration,
• no restriction,
• no interference with,
• no degradation, and
• no discrimination
Practices which do not comply with these seven basic principles, or that otherwise
go beyond "reasonable traffic management" (as explained above),
may be used by ISPs only when they fit into the three specific exceptions listed
above: (a) compliance with other laws, b) preservation of integrity, and c)
security congestion management measures). Under all these exceptions, the traffic
management measure has to be necessary for the achievement of the exception
in question and applied "only for as long as necessary".
What are specialised services and how are they relevant to the Regulation?
BEREC uses the term 'specialised services' as a short expression for a longer
term used in the Regulation: "services other than internet access services
which are optimised for specific content, applications or services, or a combination
thereof, where the optimisation is necessary in order to meet requirements of
the content, applications or services for a specific level of quality".
The BEREC Guidelines provide a few examples of what may be considered specialised
services, such as VoLTE (high-quality voice calling on mobile networks) and
linear (live) broadcasting IPTV services with specific quality requirements.
Another example would be real-time health services (e.g. remote surgery). BEREC
considers such services to be allowed as long as they meet the strict requirements
of the Regulation (set out in Article 3(5)).
What is the necessity requirement and how will regulators assess it?
Under the Regulation, in order for specialised services to be permitted, they
would have to be objectively necessary to meet requirements for a specific level
of quality. The BEREC Guidelines recommend that NRAs should assess this 'necessity
requirement' by first requesting information from providers about their services,
and then assessing whether the requirements are met.
When making their assessments, regulators will be particularly interested in
technical parameters, such as latency, jitter and packet loss. Taking into account
these technical parameters, regulators should assess whether the specific level
of quality is objectively necessary and cannot be assured instead over the internet.
If not, these services would not be allowed. If the service passes this test,
regulators will also have to assess the 'capacity requirement' described below.
What is the capacity requirement and how will regulators assess it?
As a second major criteria, the Regulation allows specialised services to be
offered when the network capacity is sufficient that the internet access service
is not degraded. To assess the practice, BEREC recommends that regulators request
information from ISPs regarding how they are ensuring sufficient capacity and
the scale of the specialised service being offered.
The Guidelines also explain that regulators could assess whether sufficient
capacity is provided by performing measurements of the internet access service.
Regulators could perform quality measurements with and without specialised services,
and then analyse quality metrics such as latency, jitter and packet loss. This
analysis should enable NRAs to assess whether the general quality of the Internet
access is reduced by the provision of specific specialised services.
What transparency requirements does the Regulation introduce for ISPs?
The Regulation requires ISPs to provide information about their internet access
services, such as speeds, data caps, and any traffic management measures applied
to their service, as well as explaining whether and how specialised services
might have an impact on the internet access services provided. ISPs are required
to provide this information in their contracts and also to publish it (e.g.
in marketing or on websites).
What do BEREC's Guidelines say about these transparency requirements?
The transparency provisions are requirements on ISPs rather than NRAs. Nevertheless,
NRAs need to ensure that ISPs are complying with these transparency requirements.
The Guidelines therefore set out good practices which ISPs should adhere to
in order to make their information transparent, e.g. it should be easily accessible,
accurate, meaningful, and should enable comparison with other offers.
What kind of speed information is required?
The Regulation requires ISPs to provide information about the speeds that each
end-user can expect to receive. For fixed services, this relates to minimum,
normally available and maximum speeds, as well as any speeds which are advertised,
while for mobile services, information must be provided about the estimated
maximum speed as well as any speeds which are advertised.
BEREC's Guidelines give examples of requirements that NRAs could set for the
different kinds of speeds, and observe, amongst other things, that:
• the "maximum speed" for fixed services is the speed
that an end-user could expect to receive at least some of the time (e.g. at
least once a day)
• the "normally available speed" for fixed services
is the speed that the end-user could expect to receive most of the time and
it has two dimensions - the speed itself and the proportion of time it is
available during a given period
• the "estimated maximum speed" for mobile services
should be explained in a way that the end-user can understand the realistically
available maximum speed in different locations in realistic usage conditions.
One way of doing this could be by using coverage maps.
TASKS OF THE REGULATORS
How will regulators ensure that the new rules are fully and properly implemented?
The Regulation requires NRAs to "closely monitor and ensure compliance"
with the new rules, and to "promote the continued availability of non-discriminatory
IAS at levels of quality that reflect advances in technology". BEREC's
Guidelines explain that this encompasses various tasks for NRAs:
• Supervision. This entails monitoring of various elements, such
as the terms and conditions of contracts and the transparency of information,
commercial practices (e.g. zero-rating offers in the market), traffic management
practices for internet access services, and specialised services. The supervision
will be done through assessing the market, conducting technical measurements,
and gathering information from various sources, such as ISPs and end-users.
• Enforcement. The Guidelines set out a variety of interventions
that NRAs could make. These include requiring ISPs to deal with any degradation
of the internet access service, requiring ISPs to cease or change problematic
traffic management practices, requiring ISPs to cease providing specialised
services unless sufficient capacity is made available for internet access
services, and imposing fines on ISPs for infringements.
• Reporting. The Regulation requires NRAs to provide to the European
Commission and BEREC an annual report of their findings regarding the implementation
of these rules. BEREC's Guidelines sets out when these annual reports should
be provided and what information should be included in them.